| Asset class | Details |
|---|---|
U.S. Stocks |
|
Options |
|
Mutual Funds |
|
| Number of Quarterly Trades | Cost per Trade |
|---|---|
9 or Fewer Trades |
$15.95 + $0.020/share above 1,000 shares |
10-29 Trades |
$9.95 + $0.015/share above 1,000 shares |
30 or more Trades |
$6.95 + $0.010/share above 1,000 shares |
| Number of Quarterly Trades | Cost per Trade |
|---|---|
9 or Fewer Trades |
$15.95 + $1.50/contract |
10-29 Trades |
$9.95 + $1.50/contract |
30 or more Trades |
$6.95 + $1.50/contract |
| Type of Fund | Cost per Trade |
|---|---|
No-load/no-transaction fee mutual fund trades |
$0.00 |
No-load mutual funds with transaction fee |
$45.00 |
Minimum Balance (Margin) |
$1,000 |
| Tools | Service Features | Trade Features |
|---|---|---|
|
|
|
Physical Certificate Issuance |
$100 Standard Delivery $200 Rush Delivery (3-5 days) |
Wire Transfer – Outgoing |
$25 Domestic $25 International |
Insufficient Funds/Overdraft |
$20 |
Deposited/Cashed Item Chargeback |
$10 |
Replace Certificate Lost by Client |
$50 + out-of-pocket expenses |
Account Research or Document Retrieval |
$15 per hour (minimum of one hour) |
Safekeeping Fee |
$25 per position annual charge ($250 annual maximum per account) |
Account Transfer/Termination |
$95 |
Outside Investment Review Fee for IRAs |
$200 per review |
Transaction Fee (Principal/Agency/Mutual Funds) |
$5 |
Wachovia Securities Direct Transaction Fee |
$3 per online/discount transaction |
| Contact Information | |||
|---|---|---|---|
| Mailing Address | Wachovia Securities Direct 401 South Tryon Street Charlotte, NC 28288-0136 |
Phone Phone Hours |
(800) 960-2247 (800) 326-4434 8:00am - 6:00pm ET Monday - Friday |
| Website | Fax | ||